Securities Industry and Financial Markets Association

Results: 602



#Item
121Financial markets / Funds / Subprime mortgage crisis / Institutional investors / Money market fund / Mutual fund / Money market / Securities Industry and Financial Markets Association / Federal Reserve System / Financial economics / Investment / Finance

MEMORANDUM To: Money Market Reform Proposal File

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Source URL: www.sec.gov

Language: English - Date: 2013-08-26 15:19:09
122Association of the Luxembourg Fund Industry / European Securities and Markets Authority / European Insurance and Occupational Pensions Authority / Esma / Government / Committee of European Securities Regulators / Undertakings for Collective Investment in Transferable Securities Directives / European Union / Financial economics / Financial services

annual report 2010 – 11 focus on investors better regulation.

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Source URL: www.alfi.lu

Language: English - Date: 2012-07-27 04:19:39
123Finance / Funds / European Union directives / Financial markets / Undertakings for Collective Investment in Transferable Securities Directives / Association of the Luxembourg Fund Industry / Luxembourg Fund Labelling Agency / Collective investment scheme / European Insurance and Occupational Pensions Authority / Financial economics / Investment / Financial services

PLANETE POINTS_PaletteMIX-2

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Source URL: www.alfi.lu

Language: English - Date: 2012-07-27 04:17:47
124Financial markets / Trade associations / Bonds / Securities / Securities Industry and Financial Markets Association / Bond market / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial Industry Regulatory Authority / Center for Audit Quality / Financial economics / Investment / Finance

SIFMA Tech - June 17, [removed]As Prepared for Delivery Kenneth E. Bentsen, Jr. SIFMA President and CEO

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Source URL: www.sifma.org

Language: English - Date: 2014-06-17 11:53:18
125Trade associations / Bonds / Securities / Securities Industry and Financial Markets Association / Stock market / Fiduciary / Dodd–Frank Wall Street Reform and Consumer Protection Act / Sallie Krawcheck / Financial adviser / Financial economics / Economics / Finance

2011 SIFMA Annual Meeting

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Source URL: www.sifma.org

Language: English - Date: 2011-11-07 09:17:10
126Financial markets / Finance / Showtime / Bonds / Securities / Securities Industry and Financial Markets Association / Trader / Financial economics / Investment / Stock market

SHOWTIME! Automated Trader has been on the move recently. As visitors to automatedtrader. net will know, we were in Dubai for the first Trade Tech Middle East, and before

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Source URL: www.automatedtrader.net

Language: English - Date: 2008-07-13 03:45:44
127Bonds / Securities / Securities Industry and Financial Markets Association / Stock market / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / Commodity pool / Futures contract / Insurance / Financial economics / Investment / Finance

Microsoft Word - SIFMAEVPSnookRemarks030613.docx

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Source URL: www.sifma.org

Language: English - Date: 2013-03-06 08:02:58
128Financial system / Bernard Madoff / Irving Picard / Madoff / Securities Investor Protection Corporation / Amicus curiae / Securities Industry and Financial Markets Association / Participants in the Madoff investment scandal / Recovery of funds from the Madoff investment scandal / Madoff investment scandal / Financial economics / Finance

Case Case 1:12-mc[removed]JSR[removed], DocumentDocument 426-1, [removed], 570 Filed1422735,

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Source URL: www.madofftrustee.com

Language: English - Date: 2015-02-03 10:26:45
129Systemic risk / Financial markets / Bonds / Securities / Securities Industry and Financial Markets Association / Dodd–Frank Wall Street Reform and Consumer Protection Act / Volcker Rule / Operational risk / Dain Rauscher Wessels / Financial economics / Finance / Investment

SIFMA Executive Vice President Randy Snook Remarks as Prepared for SIFMA Operations Conference & Exhibit 2014

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Source URL: www.sifma.org

Language: English - Date: 2014-04-29 10:10:08
130Stock market / Securities / Bonds / Securities Industry and Financial Markets Association / Institutional investor / Asian Securities and Investments Federation / Participatory note / Real estate investment trust / Financial economics / Finance / Investment

ASIFMA –SIFMA letter to Indian Finance Ministry Re: Certain amendments proposed by the Finance Bill, 2012, (the ‘Bill’) to the Income-tax Act, 1961

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Source URL: asifma.org

Language: English - Date: 2013-03-06 18:25:18
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